Posts Tagged ‘investment advisor’

Investment advisor, firm fined by secretary of state

FLOWOOD — A stock brokerage and former investment adviser have been fined by the Mississippi secretary of state for advising a now-dead Greenville woman to buy into a risky and unprofitable company. In a March order announced late last week, Texas-based brokerage Sanders Morris Harris agreed to a $25,000 fine, plus $10,000 to cover investigative […] [...]

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