Posts Tagged ‘SEC’

Cochran questions SEC’s reform efforts

by Wally Northway Published: April 29,2010

Tags: Congress, SEC, stocks and bonds

WASHINGTON — Sen. Thad Cochran (R-Miss.) is questioning efforts by the Securities and Exchange Commission (SEC) to correct serious problems within the agency that have been linked to financial scandals, such as those by Bernie Madoff and Stanford Financial which hurt investors and the U.S. economy. Cochran, vice chairman of the Senate Appropriations Committee, took […] [...]

Judge tosses some claims against ex-Qwest CEO

by Associated Press Published: April 5,2010

Tags: courts, illegal, investments, SEC

DENVER — A federal judge has thrown out some claims in a civil lawsuit the Securities and Exchange Commission filed against former Qwest executives, including former CEO Joe Nacchio. U.S. District Judge Marcia Krieger let stand allegations focusing on whether Denver-based Qwest Communications International Inc. misled investors by not specifying how much of its revenue […] [...]

BancorpSouth files with SEC

by Wally Northway Published: March 16,2010

Tags: banking and finance, investing, publicly traded company, SEC, stocks and bonds

TUPELO — BancorpSouth Inc. has filed its Annual Report on Form 10-K for the year ended Dec. 31, 2009, with the Securities and Exchange Commission. As previously announced, the delay in filing the annual report resulted from management’s determination, in consultation with BancorpSouth’s independent registered public accounting firm and with the concurrence of the Audit […] [...]

Judge to approve Bank of America settlement

by Associated Press Published: February 23,2010

Tags: banking and finance, competition, SEC

NEW YORK — A federal judge said yesterday he would reluctantly approve an amended $150-million settlement between the Securities and Exchange Commission and Bank of America to end civil charges accusing the bank of misleading shareholders when it acquired Merrill Lynch. But U.S. District Court Judge Jed S. Rakoff called the revised pact “half-baked justice […] [...]

Toyota served subpoena for Prius documents

by Associated Press Published: February 22,2010

Tags: automobile industry, product recall, product safety, SEC, Toyota

NEW YORK — Toyota said it has received a subpoena from a federal grand jury seeking documents related to unintended acceleration in its vehicles and the braking system of its Prius hybrid. The Japanese automaker also said it received a subpoena from the Los Angeles office of the U.S. Securities and Exchange Commission requesting documents […] [...]

Renasant Files with SEC

by MBJ Newswires Published: July 20,2009

Tags: Renasant Corporation, SEC, Securities and Exchange Commission, Tupelo

TUPELO — Renasant Corporation has filed a shelf registration statement on Form S-3 with the Securities and Exchange Commission (SEC). The shelf registration statement, once the SEC declares it effective, will allow the company to raise capital from time to time, up to an aggregate of $150 million, through the sale of common or preferred […] [...]

Renasant files with SEC

by Wally Northway Published: July 9,2009

Tags: banking, BANKING & FINANCE - Market Sector, filing, SEC, stock repurchase

TUPELO — Renasant Corporation has filed a shelf registration statement on Form S-3 with the Securities and Exchange Commission (SEC). The shelf registration statement, once the SEC declares it effective, will allow the company to raise capital from time to time, up to an aggregate of $150 million, through the sale of common or preferred […] [...]

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