Posts Tagged ‘securities’

Hosemann urging investors to file claim for Morgan Keegan settlement

by MBJ Staff Published: June 9,2012

Tags: fraud, investing, investment, investors, securities, securities fraud, state agency, state government, trading

ACROSS MISSISSIPPI — Eligible investors face a June 16, 2012 deadline to file a claim for a portion of a multi-million dollar settlement with Morgan Keegan. Last June, Secretary of State Delbert Hosemann negotiated a settlement on behalf of investors who invested in certain Morgan Keegan bond funds. “These settlement funds will bring some relief [...] [...]

Moody’s could face SEC probe

by Associated Press Published: May 10,2010

Tags: investing, securities

NEW YORK — Moody’s may face an SEC investigation over its license application three years ago to be one listed as one of the recognized U.S. credit ratings agencies. The company did its own review of how it rated the risk in 2008 and found that it had erred in the way it rated some [...] [...]

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