Archive | November 1st, 2012

A little oversight from the state isn’t so bad

November 1, 2012

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It’s hug your regulator day! When I first started my business in 1993, I filled out the paperwork to become a registered investment advisor in the State of Mississippi. As a small start-up, I was put under the watchful eye of the Secretary of State’s Office. On three occasions, auditors showed up at my door, […]

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