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Tag Archives: RBC Capital

State receives settlement involving securities violation

JACKSON — Mississippi has received $34,070 in settlement funds from a state securities violation. Another multi-state investigation by the North American Securities Administrators Association (NASAA), of which includes Mississippi, found RBC Capital Market employees sold securities without properly registering with the Mississippi Secretary of State’s Office. “Registering investment advisors provides confidence to Mississippi citizens when they purchase securities in Mississippi, ...

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Ameristar merger boosts analyst's rating of Pinnacle

NEW YORK — An RBC Capital Markets analyst raised his rating and price target for Pinnacle Entertainment Inc. on Thursday, saying its pending acquisition of Ameristar Casinos Inc. should help its business in multiple ways. THE SPARK: The analyst John Kempf lifted Pinnacle to “Outperform” from “Sector Perform” and boosted its price target to $24 from $18. THE BACKGROUND: Pinnacle ...

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